Need the benefits of a Chief Compliance Officer, but aren’t prepared to hire in-house? The CastleWise Fractional CCO program delivers the results you need to maintain compliance and satisfy regulatory requirements.
-
Regulatory Compliance Oversight: Ensure adherence to federal laws (e.g., FDCPA, GLBA), state-specific requirements, and local ordinances.
-
Policy & Procedure Development: Draft, review, and update internal compliance manuals, SOPs, and training materials.
-
Risk Assessments: Conduct regular risk analyses to identify gaps in compliance and recommend mitigation strategies.
-
Audit Preparation & Support: Oversee internal audits and assist with external audits and regulatory examinations.
-
Training & Education: Develop and deliver ongoing compliance training for staff, management, and leadership.
-
Complaint Management & Resolution: Establish systems for handling consumer complaints in line with legal and regulatory requirements.
-
Incident Management: Support breach response, corrective action planning, and remediation documentation.
-
Board & Executive Reporting: Provide regular updates and reports on compliance health and emerging regulatory changes.